Claimant won £15,383 awarded Employment Tribunal · 23 December 2022

Dismissed for gross misconduct after 16-month delay: a flawed process that cost Network Rail

A lubrication team leader with 17 years' service was unfairly dismissed after a 16-month investigation into a near-miss incident. The tribunal found the delay and failure to consider alternatives made the dismissal unreasonable.

1 min read · Last updated 18 May 2026

Case details

Key facts

  • The claimant was employed as a lubrication team leader from 1 November 2004.
  • On 22 October 2019, a team member nearly crossed an open line and was nearly hit by a train.
  • The claimant was the Controller of Site Safety (COSS) responsible for line blockages.
  • The investigation and disciplinary process took almost 16 months, with no adequate explanation for the delay.
  • The respondent failed to refer the matter back to the Fair Culture process after the original allegation was not upheld.
  • The dismissing and appeal officers did not properly consider alternative sanctions to dismissal.

Timeline

  1. Employment start

    Claimant began employment as a lubrication team leader.

  2. Safety incident

    A team member nearly crossed an open line and was nearly hit by a train. The claimant was COSS.

  3. Statements taken

    All team members and the line manager provided handwritten statements about the incident.

  4. Level 2 investigation interview

    Claimant interviewed as part of the Level 2 investigation, almost 4 months after the incident.

  5. Level 2 investigation report completed

    Report completed, finding unsafe act and referring to Fair Culture panel.

  6. Disciplinary investigation interview

    Claimant interviewed by Mr Watters, almost 16 months after the incident.

  7. Invitation to disciplinary hearing

    Claimant invited to disciplinary hearing for gross misconduct.

  8. Dismissal

    Claimant summarily dismissed for gross misconduct after disciplinary hearing.

  9. Tribunal hearing (liability)

    Employment Tribunal heard the unfair dismissal claim over three days.

  10. Liability judgment

    Tribunal found dismissal unfair, with Polkey reduction of 30% and contributory fault of 25%.

  11. Remedy hearing

    Tribunal awarded total compensation of £15,382.74.

The outcome

The tribunal found the dismissal unfair due to the unreasonable delay (16 months) and the failure to properly consider alternatives to dismissal. The claimant contributed 25% to his dismissal, and there was a 30% chance he would have been dismissed anyway even with a fair process.

Compensation:

  • Basic award: £4,161.60
  • Compensatory award: £11,221.14
  • Total: £15,382.74

Lessons & takeaways

  • Long delays in disciplinary processes without good reason can make a dismissal unfair, even if the employee was at fault.
  • Employers should always consider alternatives to dismissal, especially for long-serving employees with clean records.
  • Following internal procedures (like Fair Culture processes) is crucial; failing to do so undermines the fairness of a dismissal.
  • A thorough investigation must be completed promptly; delays can prejudice the employee and render the process unreasonable.

When a safety incident leads to a flawed dismissal

A lubrication team leader with 17 years of service was dismissed for gross misconduct after a near-miss incident where a team member nearly crossed an open line and was almost hit by a train. The claimant, as Controller of Site Safety, was responsible for line blockages. However, the investigation and disciplinary process took almost 16 months—from October 2019 to August 2021—with no adequate explanation for the delay.

What went wrong in the process

The tribunal found several failings. The employer did not refer the matter back to its Fair Culture process after the original allegation was not upheld, and the dismissing and appeal officers did not properly consider alternative sanctions to dismissal. The delay itself was a key factor: the tribunal noted that a 16-month delay with no good reason can render a dismissal unfair, even if the employee was not prejudiced. The employer also failed to follow its own procedures, which undermined the reasonableness of the decision.

Why this case matters

This case highlights the importance of timely and fair disciplinary processes. Even in safety-critical industries, employers must balance the need for swift action with the employee's right to a reasonable investigation. The tribunal applied a 30% Polkey reduction (chance of dismissal anyway) and a 25% contributory fault reduction, reflecting the claimant's own role in the incident. The total compensation of £15,382.74 reflects the unfairness of the process, not the incident itself.

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