PCV driver dismissed after failing breath tests: flawed appeal but dismissal largely upheld
A PCV driver who failed three breath alcohol tests was unfairly dismissed due to a flawed appeal, but the tribunal found she would have been dismissed anyway and reduced compensation by 75% for contributory conduct.
1 min read · Last updated 19 May 2026
Case details
- #breath-test-failure
- #gross-misconduct
- #listerine-defence
- #acas-code-uplift
- #polkey-deduction
- #contributory-conduct
Key facts
- The claimant failed three breath alcohol tests on 26 June 2021, with readings of 13, 10, and 8 micrograms per 100ml of breath.
- The claimant had been diagnosed with a kidney infection on 25 June 2021 and was taking Amoxicillin.
- The claimant used Listerine mouthwash shortly before the first test, but a control test showed its effect dissipated within 10 minutes.
- The disciplinary and investigation stages were fair, but the appeal hearing was flawed because the appeal manager did not keep an open mind.
- The tribunal found that the claimant had consumed alcohol the evening before the tests, which was the most plausible reason for the positive results.
- The claimant was summarily dismissed for gross misconduct under the respondent's Drugs and Alcohol policy.
Timeline
-
Employment started
Claimant commenced employment as a PCV driver at National Express's Stansted Airport depot.
-
Kidney infection diagnosis
Claimant was diagnosed with a kidney infection and prescribed Amoxicillin 500mg.
-
Failed breath tests
Claimant arrived for her shift at 03:50 and failed three breath alcohol tests over 35 minutes, with readings of 13, 10, and 8 micrograms per 100ml.
-
Investigation meeting
Investigation manager Peter Hales held a meeting with the claimant. A control test with Listerine showed readings of 44-46mg/100ml dropping to 0 after 10 minutes.
-
Disciplinary hearing and dismissal
Graham Tanswell held a disciplinary hearing and summarily dismissed the claimant for gross misconduct.
-
New employment at Stephenson's
Claimant started work at Stephenson's of Essex Ltd.
-
Appeal hearing
Wesley Tierney chaired the appeal hearing, which the tribunal later found to be flawed.
-
Left Stephenson's
Claimant left Stephenson's after 3 weeks due to dissatisfaction with working conditions.
-
Started at FlagFinders
Claimant started employment at FlagFinders Limited at a lower rate of pay.
-
Tribunal hearing
Substantive hearing took place over three days at East London Hearing Centre.
The legal issue
The tribunal had to decide whether the dismissal for failing breath alcohol tests was fair, and if not, what compensation should be awarded considering the claimant's contributory conduct and the employer's failure to follow the ACAS Code.
The outcome
The tribunal found the dismissal procedurally unfair due to a flawed appeal, but substantially fair. The claimant's Listerine defence was rejected; the most plausible reason for the positive tests was alcohol consumption the previous evening.
Compensation was significantly reduced:
- Basic award: £1,016.82 (reduced by 75% for contributory conduct)
- Compensatory award: £2,383.56 net (reduced by 75% Polkey and 75% contributory fault, then increased by 10% for ACAS breach)
- Total net award: £3,681.52
Lessons & takeaways
- Even if a dismissal is procedurally unfair, compensation can be heavily reduced if the employee contributed to their own dismissal through blameworthy conduct.
- A flawed appeal can make an otherwise fair dismissal unfair, but a Polkey reduction may still apply if the outcome would have been the same with a fair process.
- Employers should ensure appeal managers approach the case with an open mind and not pre-judge the outcome.
- Employees facing disciplinary action for alcohol-related issues should be aware that alternative explanations (like mouthwash) may not be accepted if evidence points to alcohol consumption.
A flawed appeal, but a fair outcome overall
This case shows how a procedurally flawed appeal can render a dismissal unfair, even when the underlying conduct is serious. The claimant, a PCV driver with five years' service, failed three breath alcohol tests at work. She argued the positive results were caused by Listerine mouthwash, but a control test showed its effect dissipated within 10 minutes. The tribunal found she had consumed alcohol the previous evening, making the dismissal substantively reasonable.
What went wrong for the employer
The disciplinary and investigation stages were fair. However, the appeal manager did not keep an open mind, which made the dismissal procedurally unfair. The tribunal noted that a fair appeal could have cured earlier defects, but the manager's closed approach meant the process fell short of the ACAS Code. This failure led to a 10% uplift on the compensatory award.
Why the compensation was so low
Despite finding unfair dismissal, the tribunal applied two significant reductions. First, a 75% Polkey reduction because the claimant would likely have been dismissed even with a fair appeal. Second, a 75% reduction for contributory conduct, as the claimant's alcohol consumption was blameworthy. The basic award was also reduced by 75%. The final award of £3,681.52 reflects that while the process was flawed, the outcome was almost certainly justified.
What this means for similar claims
Employees who fail workplace alcohol tests should not assume dismissal is automatically unfair if the process has errors. Tribunals will look at whether the employee's own conduct contributed to the dismissal and whether a fair process would have changed the result. For employers, the lesson is clear: ensure appeal hearings are genuinely impartial, or risk a finding of unfair dismissal – even if the compensation is minimal.
Similar cases
Care worker dismissed for mistreating dementia resident: unfair process but no compensation
A care home worker was unfairly dismissed after procedural flaws, but the tribunal found her guilty of the alleged misconduct and reduced compensation to zero.
Analyst dismissed for comments during cultural awareness training: procedural flaws led to unfair dismissal
A Grade 5 analyst at the National Crime Agency was unfairly dismissed after making allegedly racist comments during a training event. The tribunal found the process was flawed by an initial promise of informal resolution and a 16-month delay, but reduced compensation due to her own conduct.
Dismissed without a disciplinary hearing: procedural unfairness costs employer £9,500
A former employee with two years' service was unfairly dismissed after being suspended and then sacked without any disciplinary hearing. The Cambridge tribunal awarded £9,546.81 in compensation.
Warehouse operative unfairly dismissed after mitigation ignored in conduct case
An employment tribunal found ASDA unfairly dismissed a warehouse operative with 18 years' service after failing to investigate his mitigation evidence, awarding £14,817 in compensation.
