Claimant won Employment Tribunal · 31 December 2021

Early conciliation certificate mix-up: claim allowed to proceed despite naming wrong entity

A former employee's unfair dismissal claim against Bath Cricket Club was allowed to proceed after the tribunal ruled that a second early conciliation certificate obtained against a differently named entity was valid, rejecting the club's attempt to strike out the claim.

1 min read · Last updated 18 May 2026

Case details
  • #early-conciliation
  • #multiple-certificates
  • #respondent-name-error
  • #satellite-litigation
  • #rule-12-amendment

Key facts

  • The claimant was dismissed on 16 April 2020.
  • She obtained two ACAS early conciliation certificates: one against Bath Cricket Club and one against Bath Cricket Club Limited.
  • She initially filed her claim against Bath Cricket Club Limited using the second certificate number.
  • The respondent argued the claim should be rejected because the first certificate was the only valid one.
  • The tribunal found the second certificate was valid because it related to a different legal entity.
  • The claim was allowed to proceed against Bath Cricket Club after a substitution order.

Timeline

  1. Dismissal

    The claimant was dismissed from her employment.

  2. First early conciliation started

    The claimant contacted ACAS regarding Bath Cricket Club.

  3. Second early conciliation started

    The claimant contacted ACAS regarding Bath Cricket Club Limited.

  4. First EC certificate issued

    ACAS issued certificate R139887/20/74 for Bath Cricket Club.

  5. Second EC certificate issued

    ACAS issued certificate R140335/20/19 for Bath Cricket Club Limited.

  6. Claim form presented

    The claimant filed a claim against Bath Cricket Club Limited using the second certificate number.

  7. Response filed

    Bath Cricket Club filed a response arguing the wrong EC certificate was used.

  8. Closed preliminary hearing

    Employment Judge Salter ordered substitution of respondent to Bath Cricket Club and listed final hearing.

  9. Amended response and strike-out application

    The respondent formally applied to strike out the claim based on EC issues.

  10. Open preliminary hearing

    Employment Judge Self heard arguments on the EC issue and reserved judgment.

  11. Judgment issued

    The tribunal dismissed the respondent's application and allowed the claim to proceed.

The outcome

The tribunal decided that the claimant's claim could proceed against Bath Cricket Club.

The key reason was that the second early conciliation certificate was valid because it was obtained against a different legal entity (Bath Cricket Club Limited) than the first certificate (Bath Cricket Club). The claimant had initially filed her claim against Bath Cricket Club Limited using the correct certificate for that entity. When it became clear that the correct respondent was Bath Cricket Club, the tribunal allowed a substitution of the respondent's name, which did not invalidate the early conciliation process.

No compensation was awarded as this was a preliminary issue hearing.

Lessons & takeaways

  • If you are unsure of your employer's exact legal name, obtain early conciliation certificates against all possible names to avoid procedural issues.
  • Using an early conciliation certificate for a slightly different entity name does not automatically invalidate your claim, as long as the certificate relates to a genuine legal entity.
  • Tribunals are generally willing to correct minor errors in respondent names, especially when the error is understandable and the correct entity is identified early.
  • Respondents should think carefully before challenging early conciliation certificates on technical grounds, as tribunals may view such challenges as costly and unnecessary satellite litigation.

This case highlights the importance of getting the employer's correct legal name right when bringing an employment tribunal claim, but also shows that minor errors can be corrected without derailing the entire case.

The former employee was dismissed on 16 April 2020. Unsure whether her employer was 'Bath Cricket Club' or 'Bath Cricket Club Limited', she sensibly obtained two separate ACAS early conciliation certificates – one for each name. She then filed her claim against Bath Cricket Club Limited using the certificate for that entity. However, the response came from Bath Cricket Club, which argued that the claim should be rejected because the wrong certificate had been used.

The tribunal rejected that argument. It found that the second certificate was valid because it related to a different legal entity, and the claimant had used it correctly for the entity she initially named. When the correct respondent was identified, the tribunal simply substituted the name – a routine correction that did not affect the validity of the early conciliation process.

What the respondent could have done differently

Bath Cricket Club could have avoided this costly and time-consuming satellite litigation by simply agreeing to the name correction at an earlier stage. Instead, it pursued a technical challenge that the tribunal described as 'not well-founded'. The judge noted that such disputes are a 'reasonably regular occurrence' when claimants are unsure of their employer's exact name, and that tribunals are generally willing to correct such errors.

Why this matters for similar claims

For employees, this case is reassuring: if you make a genuine mistake about your employer's legal name, the tribunal will often allow you to correct it, provided you have obtained a valid early conciliation certificate for the entity you initially named. For employers, it serves as a warning that challenging early conciliation certificates on technical grounds is unlikely to succeed and may simply increase legal costs.

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